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Articles Posted in SEC complaint

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Unregistered Securities and Allegations of Operating a Ponzi scheme

The SEC recently filed a complaint against Todd Burkhalter and Atlanta-based Drive Planning LLC.  It alleges that from 2020 through June 2024, $300 million was raised for purported real estate investments from over 2000 investors.  It is alleged that the the money was instead misappropriated to fund Burkhalter’s “lavish lifestyle”…

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SEC Complaint, RICO, Securities Fraud – biggest case against financial crime in SDNY in a long time

Manhattan federal agents arrested Archegos Capital Management founder Sung Kook “Bill” Hwang on April 27, 2022 on fraud charges, roughly one year after the investment firm’s huge losses back in March 2021.  Department of Justice prosecutors are charging both Hwang and Patrick Halligan, the firm’s chief financial officer, with racketeering…

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